Christopher Thompson
Christopher Thompson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Walnut Creek, CA, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
500 Ygnacio Valley Road, Suite 490, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2018Customer Dispute
July 2015Customer Dispute
August 2009Other Business Activities
Christopher co-authored a children's book, advises on a youth sports app and a baseball bat sleeve business, and owns two rental properties. These activities require minimal time commitment, except for the youth sports app which takes a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.