Roger Kuperman is a registered investment advisor, based in Hendersonville, NC, with 33 years of industry experience.
Location
210 Third Avenue W, Hendersonville, NC, 28739
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Regulatory History (1)
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Customer Dispute
February 2002Denied
Other Business Activities
Roger owns and manages rental property in Chicago, dedicating minimal time to it. He also consults for the South Carolina Developmental Disabilities Council and serves as a board member for the National Fragile X Foundation South Carolina Chapter, spending a few hours per week on these activities.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
November 2022 - Present · 3 yrs 10 mos
Steward Partners Investment Advisory, LLC
November 2022 - Present · 3 yrs 10 mos
Steward Partners Investment Solutions, LLCBroker
November 2022 - Present · 3 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2015 - November 2022 · 7 yrs 5 mos
Morgan StanleyBroker
June 2015 - November 2022 · 7 yrs 5 mos
Wells Fargo Advisors, LLC
October 2004 - June 2015 · 10 yrs 8 mos
Wells Fargo Advisors, LLCBroker
October 2004 - June 2015 · 10 yrs 8 mos
UBS Financial Services INC.
September 1997 - October 2004 · 7 yrs 1 mo
UBS Financial Services INC.Broker
August 1997 - October 2004 · 7 yrs 2 mos
CUNA Brokerage Services, INC.Broker
August 1995 - August 1997 · 2 yrs
Fox & Henry, INC.Broker
June 1993 - August 1995 · 2 yrs 2 mos
Equico Securities, INC.Broker
May 1992 - April 1993 · 11 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1992 - April 1993 · 11 mos
State Registrations24 states
ALAZCACOCTFLGAILKYMAMDMIMOMTNCNJNVNYORPASCTXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.