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Roger Kuperman

Steward Partners Investment Advisory, LLC
34 Years of Experience
Hendersonville, NC
1 DisclosureBroker
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Roger Kuperman is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Hendersonville, NC, with 34 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

210 Third Avenue W, Hendersonville, NC, 28739

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Roger owns and manages rental property in Chicago, dedicating minimal time to it. He also consults for the South Carolina Developmental Disabilities Council and serves as a board member for the National Fragile X Foundation South Carolina Chapter, spending a few hours per week on these activities.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
November 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Advisory, LLC
November 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Solutions, LLC
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2015 - November 2022 · 7 yrs 5 mos
Morgan StanleyBroker
June 2015 - November 2022 · 7 yrs 5 mos
Wells Fargo Advisors, LLC
October 2004 - June 2015 · 10 yrs 8 mos
Wells Fargo Advisors, LLCBroker
October 2004 - June 2015 · 10 yrs 8 mos
UBS Financial Services INC.
September 1997 - October 2004 · 7 yrs 1 mo
UBS Financial Services INC.Broker
August 1997 - October 2004 · 7 yrs 2 mos
CUNA Brokerage Services, INC.Broker
August 1995 - August 1997 · 2 yrs
Fox & Henry, INC.Broker
June 1993 - August 1995 · 2 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1992 - April 1993 · 11 mos
Equico Securities, INC.Broker
May 1992 - April 1993 · 11 mos
State Registrations24 states
ALAZCACOCTFLGAILKYMAMDMIMOMTNCNJNVNYORPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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