James Bell
James Bell is a registered investment advisor at Osaic Advisory Services, LLC, based in Spokane, WA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
421 W Riverside Avenue, Suite 1450, Spokane, WA, 99201
Get directionsHistory
Regulatory History (1)
Criminal
November 1980Other Business ActivitiesSells Insurance
James services pre-existing fixed insurance policies, dedicating minimal time to this activity. He also works nearly full-time providing advisory services through Arbor Point Advisors and owns Legacy Capital Management, Inc., the DBA for his securities and advisory business.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Cetera Financial Specialists LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Investment Services LLCBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Rk Advisors
Kovack Securities INC.Broker
Metropolitan Financial Services, INC.
Metropolitan Investment Securities, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp SecuritiesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.