Michael Romagnolo is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Boca Raton, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2016 - October 2021 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2016 - October 2021 · 5 yrs 8 mos
UBS Financial Services INC.
February 2009 - March 2016 · 7 yrs 1 mo
UBS Financial Services INC.Broker
January 2009 - March 2016 · 7 yrs 2 mos
Wachovia Securities, LLC
July 2003 - January 2009 · 5 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - January 2009 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
December 2001 - July 2003 · 1 yr 7 mos
Morgan Stanley
December 2001 - July 2003 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
January 1998 - December 2001 · 3 yrs 11 mos
NationssecuritiesBroker
September 1994 - January 1998 · 3 yrs 4 mos
Aetna Investment Services, INC.Broker
October 1993 - August 1995 · 1 yr 10 mos
Aetna Life Insurance and Annuity CompanyBroker
April 1992 - October 1993 · 1 yr 6 mos
State Registrations36 states
ALARAZCACOCTDCFLGAIAKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHORPARISCSDTNTXUTVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.