Allen Schmidt is a registered investment advisor at Morgan Stanley, based in Middleton, WI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8215 Greenway Boulevard, 4th Floor, Middleton, WI, 53562
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2010 - Present · 15 yrs 10 mos
Morgan Stanley
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - July 2010 · 3 yrs 11 mos
UBS Financial Services INC.
August 2006 - July 2010 · 3 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - October 2002 · 10 mos
Piper Jaffray & CO.Broker
June 2001 - August 2006 · 5 yrs 2 mos
Firstar Investment Services,inc.Broker
June 1992 - December 2001 · 9 yrs 6 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.