Patrick Sgroi
Patrick Sgroi is a registered investment advisor at LPL Financial LLC, based in West Seneca, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
965 Union Road, West Seneca, NY, 14224
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is an insurance agent since 1993, selling fixed life, disability, and long-term care insurance, dedicating about 10% of his time to this. He is also an IAR and owner of Sgroi Wealth Advisory Group, LLC, a partner in The Ridge West Seneca LLC, a property owner, a board member at St. Francis High School and Orchard Park Country Club, and a partner in Sgroi Lawley Group LLC, dedicating full-time hours to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sgroi Wealth Advisory Group LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations21 states
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