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Bruce Scott is a registered investment advisor at Moors & Cabot, INC, based in Athens, AL, with 15 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
5,074 clients
Average Client Portfolio
$678K average
Assets Under Management
$3.4B
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Athens, AL
Get directionsHistory
Regulatory History (3)
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Financial
February 2025Pending
Financial
February 2025Pending
Customer Dispute
October 2015Denied
Employment History
Current Registrations
Moors & Cabot, INC
March 2025 - Present · 1 yr 7 mos
Moors & Cabot, INC.
March 2025 - Present · 1 yr 7 mos
Moors & Cabot, INC.Broker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Advisors
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
November 2022 - November 2022 · 0 mos
Edward Jones
April 2014 - November 2022 · 8 yrs 7 mos
Edward JonesBroker
April 2014 - November 2022 · 8 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
December 1995 - January 1996 · 1 mo
Aliant Financial Services CorporationBroker
January 1994 - May 1995 · 1 yr 4 mos
Edward D. Jones & CO., L.P.Broker
April 1992 - September 1993 · 1 yr 5 mos
State Registrations16 states
AKALCOFLGAIDKSLAMONCOKPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.