Richard Otto
Richard Otto is a CFP-designated registered investment advisor at Kom Wealth Management Group, LLC, based in Appleton, WI, with 19 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 575 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fee ranges up to 2.00% of assets under management depending on market value and complexity. Fees are negotiable.
Fee Estimator
Location
3601 E. Evergreen Drive, Suite 100, Appleton, WI, 54913
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Kom Wealth Management Group, LLC
Previous Registrations
Kerntke Otto Mcglone Wealth Management Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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