Richard Otto is a CFP-designated registered investment advisor at Kom Wealth Management Group, LLC, based in Appleton, WI, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 575 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KOM Wealth Management Group provides investment management services for an annual fee based on the value of your investments. The fee can be up to 2.00% per year, depending on the amount you invest and the complexity of the services. This fee does not include brokerage commissions or other transaction fees.
Location
3601 E. Evergreen Drive, Suite 100, Appleton, WI, 54913
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Kom Wealth Management Group, LLC
Previous Registrations
Kerntke Otto Mcglone Wealth Management Group
Cambridge Investment Research, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.