James Mcglone
James Mcglone is a CFP-designated registered investment advisor at Kom Wealth Management Group, LLC, based in Appleton, WI, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 575 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fee ranges up to 2.00% of assets under management depending on market value and complexity. Fees are negotiable.
Fee Estimator
Location
3601 E. Evergreen Drive, Suite 100, Appleton, WI, 54913
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies and owns McGlone Real Estate, a non-investment related real estate business. He dedicates minimal time to the real estate business.
Employment History
Current Registrations
Kom Wealth Management Group, LLC
Previous Registrations
Kerntke Otto Mcglone Wealth Management Group
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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