James Mcglone
James Mcglone is a CFP-designated registered investment advisor at Kom Wealth Management Group, LLC, based in Appleton, WI, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 575 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KOM Wealth Management Group provides investment management services for an annual fee based on the value of your investments. The fee can be up to 2.00% per year, depending on the amount you invest and the complexity of the services. This fee does not include brokerage commissions or other transaction fees.
Location
3601 E. Evergreen Drive, Suite 100, Appleton, WI, 54913
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies and owns McGlone Real Estate, a non-investment related real estate business. He dedicates minimal time to the real estate business.
Employment History
Current Registrations
Kom Wealth Management Group, LLC
Previous Registrations
Kerntke Otto Mcglone Wealth Management Group
Cambridge Investment Research, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.