MT
MT

Mark Edward Thomas

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B
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Location

2761 W 120th Avenue, Suite 200, Westminster, CO, 80234-2980

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark works as an advisor at Townsend & Associates, an SEC-registered investment advisory firm, dedicating nearly full-time to this role. This activity is investment-related.

Employment History
Current Registrations
Private Client Services, LLCBroker
July 2025 - Present · 7 mos
Townsend
September 2010 - Present · 15 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - July 2025 · 1 yr 1 mo
Securities America, INC.Broker
February 2010 - June 2024 · 14 yrs 4 mos
Charles Schwab & CO., INC.Broker
August 1995 - February 1997 · 1 yr 6 mos
R a F Financial CorporationBroker
July 1994 - June 1995 · 11 mos
Schneider Securities, INC.Broker
November 1992 - July 1994 · 1 yr 8 mos
Chatfield Dean & CO., INC.Broker
June 1992 - November 1992 · 5 mos
State Registrations11 states
AZCACOFLIDILNEOKORTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Mark Edward Thomas - Financial Advisor | TrueAdvisor