MK
MK

Mark Kuznitz

33 Years of Experience
Red Bank, NJ
3 DisclosuresBroker

Mark Kuznitz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Red Bank, NJ, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

141 W Front St Ste 140, Red Bank, NJ, 07701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Withdrawn
Customer Dispute
January 2011
Denied
Customer Dispute
October 2008
Denied
Other Business Activities

Mark owns a single-family rental property in Oak Island, NC since 2020. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2023 · 13 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2023 · 13 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
July 2004 - October 2004 · 3 mos
Quick & Reilly, INC.Broker
August 2000 - October 2004 · 4 yrs 2 mos
Fleet Enterprises, INC.Broker
August 1992 - August 2000 · 8 yrs
Uslife Equity Sales CORP.Broker
May 1992 - July 1992 · 2 mos
State Registrations19 states
AZCACODEFLILMDNCNJNVNYORPAPRSCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Kuznitz - Financial Advisor | TrueAdvisor