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Gregory Barbaro

23 Years of Experience
Red Bank, NJ
3 DisclosuresBroker

Gregory Barbaro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Red Bank, NJ, with 23 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

141 W Front St Ste 140, Red Bank, NJ, 07701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
Customer Dispute
September 2017
Denied
Criminal
January 1987
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - November 2019 · 15 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2004 - November 2019 · 15 yrs 7 mos
UBS Financial Services INC.Broker
January 2003 - April 2004 · 1 yr 3 mos
UBS Financial Services INC.
November 2002 - April 2004 · 1 yr 5 mos
State Registrations23 states
CACTDEFLGAILINMAMDMNMTNCNJNYOHPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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