Stephen Hall is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3120 Southwest Fwy Ste 500, Houston, TX, 77098
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Regulatory History (1)
Customer Dispute
July 1999Other Business Activities
Stephen operates his LPL business through SCH Advisors, LLC, dedicating full-time hours to it. He also uses Huckleberry Ventures, LLC for tax/investment purposes, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
Sovereign Wealth Advisors LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Sch Advisors, LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Linsco/private Ledger CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.