Robert Gallagher is a registered investment advisor at LPL Financial LLC, based in Tempe, AZ, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1625 W Fountainhead Pkwy, 9th Flr, Tempe, AZ, 85282
Get directionsHistory
Regulatory History (1)
Criminal
March 1991Other Business Activities
Robert operates his LPL business under the DBA BMO Investment Services. He also has a financial institution duty with BMO Bank NA, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Voya Investment Management CO. LLC
Voya Investments Distributor, LLCBroker
Vanguard Marketing CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.