Forest Grady is a registered investment advisor at LPL Financial LLC, based in Reno, NV, with 21 years of industry experience. Forest is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
199 Martin St, Reno, NV, 89509
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2010Regulatory
February 2009Regulatory
April 2008Other Business Activities
Forest operates Forest Wealth Planning as a DBA for his LPL business, dedicating about a quarter of his time to it. He also owns rental property, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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