Forest Grady is a registered investment advisor at LPL Financial LLC, based in Reno, NV, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
199 Martin St, Reno, NV, 89509
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2010Regulatory
February 2009Regulatory
April 2008Other Business Activities
Forest operates Forest Wealth Planning as a DBA for his LPL business, dedicating about a quarter of his time to it. He also owns rental property, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.