MT
MT
Matthew Teems
34 Years of Experience
Washington, DC
1 DisclosureBroker
Matthew Teems is a registered investment advisor at UBS Financial Services INC., based in Washington, DC, with 34 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1700 M Street NM, 5th Floor, Washington, DC, 20036
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007Denied
Employment History
Current Registrations
UBS Financial Services INC.Broker
June 2026 - Present · 4 mos
UBS Financial Services INC.
June 2026 - Present · 4 mos
Previous Registrations
Morgan Stanley
May 2013 - June 2026 · 13 yrs 1 mo
Morgan StanleyBroker
February 2013 - June 2026 · 13 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - February 2013 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2004 - February 2013 · 8 yrs 11 mos
MML Investors Services, INC.
February 2001 - March 2004 · 3 yrs 1 mo
MML Investors Services, INC.Broker
February 1996 - March 2004 · 8 yrs 1 mo
New England SecuritiesBroker
April 1992 - December 1995 · 3 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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