Thomas Prideaux
Thomas Prideaux is a registered investment advisor at Cetera Investment Advisers LLC, based in Edina, MN, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4930 Lincoln Drive, Edina, MN, 55436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a general partner at Veda Investments, LLC, president at Lincoln Wealth Management and The Prideaux Group, and an independent insurance agent. He also serves on the board for multiple associations, dedicating minimal time to these roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Lifemark Securities CORP.Broker
Transamerica Financial Resources, INC.Broker
Jefferson Pilot Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.