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John Attard

Merrill Lynch, Pierce, Fenner & Smith Incorporated
31 Years of Experience
Lakeway, TX
3 DisclosuresBroker
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John Attard is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Lakeway, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Lakeway, TX

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a Lieutenant Commander in the US Naval Reserves and co-owns Jaws Capital Partners LLC, an entity holding real estate. He also owns Conscious Male Media LLC and Evermuse Media LLC, both web-based businesses promoting practitioners in the health, wellness, and positivity industry, and is the sole manager of 2920 Tiburon LLC, which is currently non-operational, and owns The Sprouted Company, an investment vehicle.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - Present · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - Present · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
October 2008 - November 2015 · 7 yrs 1 mo
UBS Financial Services INC.Broker
October 2008 - November 2015 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
September 2003 - November 2008 · 5 yrs 2 mos
Citigroup Global Markets INC.
September 2003 - November 2008 · 5 yrs 2 mos
Banc One Securities Corporation
July 2002 - October 2003 · 1 yr 3 mos
Banc One Securities CorporationBroker
February 1999 - October 2003 · 4 yrs 8 mos
First Chicago Nbd Investment Services, INC.Broker
December 1998 - February 1999 · 2 mos
Primevest Financial Services, INC.Broker
December 1993 - September 1997 · 3 yrs 9 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIILINKSLAMAMDMIMNMOMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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