Adam Steen
Adam Steen is a registered investment advisor at Kestra Private Wealth Services, LLC, based in Memphis, TN, with 34 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 20,230 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% annually and are negotiable based on account size, registration type, and platform selected.
Fee Estimator
Location
6410 Poplar Avenue, Suite 320, Memphis, TN, 38119
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2024Customer Dispute
April 2007Other Business ActivitiesSells Insurance
Adam is a wealth advisor at Bright River Private Wealth, dedicating full-time hours to advising clients on wealth management needs. He also manages a working farm and PUD, and an LLC for tax purposes, dedicating minimal time to each.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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