Jeffrey Heilman
Jeffrey Heilman is a ChFC-designated registered investment advisor at Ausdal Financial Partners, INC., based in Midlothian, IL, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
Midlothian, IL
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Jeffrey is an insurance agent and has been selling insurance products since 1992. He dedicates minimal time to this activity.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Waterstone Financial Group, INC.Broker
Royal Alliance Associates, INC.Broker
High Mark Securities, INC.Broker
Allstate Financial Services, LLCBroker
Sunamerica Securities, INC.Broker
Washington Square Securities, INC.Broker
Allmerica Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.