RS
CFA
RS
CFA

Robert Summers

23 Years of Experience
Chicago, IL
Broker

Robert Summers is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2012 - Present · 13 yrs 8 mos
Neuberger Berman Bd LLCBroker
December 2005 - Present · 20 yrs 5 mos
Neuberger Berman Bd LLC
December 2005 - Present · 20 yrs 5 mos
Previous Registrations
Van Kampen American Capital Distributors, INC.Broker
August 1993 - July 1996 · 2 yrs 11 mos
Emanuel and CompanyBroker
May 1992 - June 1992 · 1 mo
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Summers - Financial Advisor | TrueAdvisor