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Michael Allen

Retirement Plan Advisors, LLC
34 Years of Experience
Lee's Summit, MO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Michael Allen is a registered investment advisor at Retirement Plan Advisors, LLC, based in Lee's Summit, MO, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Federal Employees, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 10,031 clients with $3.5B in assets under management.

Retirement Plan Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
10,031 clients
Average Client Portfolio
$353K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum fee is 2.25% per year. Program fees, trading, custodial, and account service fees may apply in addition to the advisory fee depending on the selected program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4120 SW Leeward Dr., Lee's Summit, MO, 64082

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is an advisor rep of an RIA, Retirement Plan Advisors, Inc LLC, dedicating full-time hours. He is also an independent insurance agent for various independent insurance companies, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Retirement Plan Advisors, LLC
January 2020 - Present · 6 yrs 9 mos
Cambridge Investment Research, INC.Broker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - December 2019 · 1 yr 1 mo
Royal Alliance Associates, INC.
November 2018 - December 2019 · 1 yr 1 mo
Signator Investors, INC.
July 2013 - November 2018 · 5 yrs 4 mos
Signator Investors, INC.Broker
May 2013 - November 2018 · 5 yrs 6 mos
New England Securities Corporation
February 2006 - May 2013 · 7 yrs 3 mos
New England SecuritiesBroker
August 2002 - May 2013 · 10 yrs 9 mos
Sunset Financial Services, INC.Broker
April 2000 - August 2002 · 2 yrs 4 mos
Nationwide Investment Services CorporationBroker
May 1992 - March 2000 · 7 yrs 10 mos
State Registrations6 states
AZFLIAKSMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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