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Dwayne Kesting

33 Years of Experience
Appleton, WI
1 DisclosureBroker

Dwayne Kesting is a registered investment advisor at Thrivent Investment Management INC., based in Appleton, WI, with 33 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

4321 North Ballard Road, Ste A1-GLAG, Appleton, WI, 54919

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History

Regulatory History (1)
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Customer Dispute
February 2017
Denied
Employment History
Current Registrations
Thrivent Investment Management INC.Broker
September 2006 - Present · 19 yrs 10 mos
Thrivent Investment Management INC.
September 2006 - Present · 19 yrs 10 mos
Thrivent Investment Management INC.
September 2006 - Present · 19 yrs 10 mos
Previous Registrations
Primevest Financial Services, INC.Broker
August 2001 - September 2006 · 5 yrs 1 mo
Firstar Investment Services,inc.Broker
October 1999 - July 2001 · 1 yr 9 mos
CUNA Brokerage Services, INC.Broker
November 1998 - October 1999 · 11 mos
American Express Financial Advisors INC.Broker
November 1995 - December 1998 · 3 yrs 1 mo
Ids Life Insurance CompanyBroker
November 1995 - December 1998 · 3 yrs 1 mo
American Investors Group, INC.Broker
August 1992 - November 1995 · 3 yrs 3 mos
American Express Financial Advisors INC.Broker
June 1992 - August 1992 · 2 mos
Ids Life Insurance CompanyBroker
June 1992 - August 1992 · 2 mos
State Registrations38 states
AKALAZCACOCTDCFLHIIAILINKYMAMDMEMIMNMOMTNCNDNENHNMNYOHOKORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.