JF
JF

James Fowkes

33 Years of Experience
Washington, DC
1 DisclosureBrokerSells Insurance

James Fowkes is a registered investment advisor, based in Washington, DC, with 33 years of industry experience.

Location

801 18th Street NW, Suite 1000, Washington, DC, 20006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Settled
Other Business ActivitiesSells Insurance

James provides advisory services to clients through Steward Partners Investment Advisory, LLC, dedicating minimal time. He also works as an agent installing non-variable insurance products and is a member of Legacy Wealth Partners team.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2014 - December 2016 · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
October 2014 - May 2022 · 7 yrs 7 mos
Wells Fargo Advisors, LLC
February 2006 - October 2014 · 8 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2006 - October 2014 · 8 yrs 9 mos
Citicorp Investment Services
June 2002 - January 2006 · 3 yrs 7 mos
Citicorp Investment ServicesBroker
October 1992 - January 2006 · 13 yrs 3 mos
Pruco Securities CorporationBroker
May 1992 - September 1992 · 4 mos
The Prudential Insurance Company of AmericaBroker
May 1992 - September 1992 · 4 mos
State Registrations24 states
AZCACOCTDCDEFLGAKYMAMDMINCNENHNMNYOHPARISCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Fowkes - Financial Advisor | TrueAdvisor