SW
SW

Scott Whitcomb

33 Years of Experience
Middleton, WI
2 DisclosuresBrokerSells Insurance

Scott Whitcomb is a registered investment advisor at Wells Fargo Advisors, based in Middleton, WI, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7780 Elmwood Ave Ste 203, [Satellite], Middleton, WI, 53562

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History

Regulatory History (2)
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Customer Dispute
April 2015
Denied
Customer Dispute
March 2003
Denied
Other Business ActivitiesSells Insurance

Scott is a Senior Financial Associate at Integrity Wealth Advisors and a Financial Advisor at Princeton Harriman Insurance Solutions. He spends nearly full-time at Integrity Wealth Advisors and a few hours per week at Princeton Harriman Insurance Solutions.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2012 - Present · 13 yrs 7 mos
Wells Fargo Advisors
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2005 - November 2012 · 7 yrs 9 mos
UBS Financial Services INC.
February 2005 - November 2012 · 7 yrs 9 mos
Piper Jaffray & CO.Broker
June 1992 - February 2005 · 12 yrs 8 mos
State Registrations11 states
AZCACOFLILMNOHOKPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.