James Sporrer
James Sporrer is a registered investment advisor at RBC Capital Markets, LLC, based in Sewickley, PA, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1605 Carmody Court, Suite 200, Sewickley, PA, 15143
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Regulatory History (1)
Customer Dispute
June 2010Other Business Activities
James owns rental property in Pittsburgh, leasing an apartment on a month-to-month basis, dedicating minimal time to this activity. He also serves as the Financial Secretary for the Knights of Columbus, spending a few hours per week managing membership and financial records.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.