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Alexander Taub

Raymond James Financial Services Advisors, INC
27 Years of Experience
Goshen, NY
1 DisclosureBroker
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Alexander Taub is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Goshen, NY, with 27 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Coates Drive, Suite 5, Goshen, NY, 10924

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexander owns two support companies/DBAs, Zick Whitted Taub Group, Inc. and Zick Whitted Taub Investment Strategies, since 2010. He dedicates minimal time to these businesses, as they primarily serve as support for his role as a financial advisor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2018 - Present · 8 yrs 8 mos
Raymond James Financial Services, INC.Broker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2009 - February 2010 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - June 2009 · 3 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2003 - January 2005 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1999 - June 2009 · 10 yrs 4 mos
State Registrations19 states
CACOCTFLGAHIILMAMDMINCNHNJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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