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Christopher Sherman
33 Years of Experience
Melbourne, FL
3 DisclosuresBroker
Christopher Sherman is a registered investment advisor at Morgan Stanley, based in Melbourne, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8150 North Wickham Road, Melbourne, FL, 32940
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Regulatory History (3)
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Customer Dispute
June 2018Award / Judgment
Regulatory
April 2017Final
Customer Dispute
December 2013Denied
Employment History
Current Registrations
Morgan Stanley
April 2024 - Present · 2 yrs 1 mo
Morgan StanleyBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
June 2017 - April 2024 · 6 yrs 10 mos
Suntrust Investment Services, INC.
June 2014 - January 2017 · 2 yrs 7 mos
Truist Investment Services, INC.Broker
June 2014 - April 2024 · 9 yrs 10 mos
Wells Fargo Advisors, LLC
August 2010 - June 2014 · 3 yrs 10 mos
Wells Fargo Advisors, LLCBroker
August 2010 - June 2014 · 3 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2001 - April 2007 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2001 - April 2007 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - October 2001 · 9 yrs 4 mos
State Registrations41 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.