Timothy Wolfe
Timothy Wolfe is a registered investment advisor at Osaic Wealth, INC., based in Lubbock, TX, with 33 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5111 80th Street, Lubbock, TX, 79424
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2007Other Business ActivitiesSells Insurance
Timothy is involved with Financial Group of the Southwest as a participant, owner, and vice president, and Pathways Financial Group, LLC as a participant. He dedicates minimal time to these activities, including selling life, long-term care, and disability insurance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
Guardian Investor Services CorporationBroker
Mimlic Sales CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.