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Thomas Anderson

Wells Fargo Advisors
34 Years of Experience
Purchase, NY
1 DisclosureBroker
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Thomas Anderson is a registered investment advisor at Wells Fargo Advisors, based in Purchase, NY, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2500 Westchester Ave Stes 201 & 203, Purchase, NY, 10577

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History

Regulatory History (1)
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Customer Dispute
May 2026
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas has 100% ownership in Edgewater Points Yacht Companies, LLC since 2022, spending a few hours per week giving boat rides and selling boats. This activity is not investment-related.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2014 - April 2023 · 9 yrs
J.P. Morgan Securities LLCBroker
April 2014 - April 2023 · 9 yrs
Oppenheimer & CO. INC.
October 2005 - April 2014 · 8 yrs 6 mos
Oppenheimer & CO. INC.Broker
January 2002 - April 2014 · 12 yrs 3 mos
Josephthal & CO., INC.Broker
April 2000 - January 2002 · 1 yr 9 mos
Herzog, Heine, Geduld, INC.Broker
October 1996 - March 2000 · 3 yrs 5 mos
Tucker Anthony IncorporatedBroker
January 1993 - October 1996 · 3 yrs 9 mos
Reich & CO., INC.Broker
December 1992 - January 1993 · 1 mo
Reich & CO., INC.Broker
June 1992 - December 1992 · 6 mos
State Registrations7 states
ARCTMANYOKUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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