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Seth Varnhagen

Fifth Set Private Wealth Management LLC
16 Years of Experience
Harrison, NY
View SEC Summary
View SEC Summary

Seth Varnhagen is a registered investment advisor at Fifth Set Private Wealth Management LLC, based in Harrison, NY, with 16 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 63 clients with $160M in assets under management.

Fifth Set Private Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
63 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$160.3M

Fee Structure

Minimum Investment:$800K
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $5.0M1.00%
$500K+0.75%

Fees are negotiable. Family account values may be combined to reach lower fee tiers. Flat annual fees ranging from $5,000 to $25,000 may be charged in lieu of asset-based fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

600 Mamaroneck Avenue, Harrison, NY, 10528

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth serves as the sole trustee for a family testamentary trust since 2001, spending a few hours per week on this activity. This work is not investment-related and is mostly performed outside of securities trading hours.

Employment History
Current Registrations
Fifth Set Private Wealth Management LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
North Castle Advisors, LLC
May 2021 - July 2021 · 2 mos
North Castle Advisors, LLC
February 2006 - December 2016 · 10 yrs 10 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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