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Paul Hulen

33 Years of Experience
St Louis, MO
4 DisclosuresBroker

Paul Hulen is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, St Louis, MO, 63124

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Regulatory
May 2004
Final
Customer Dispute
February 2002
Denied
Customer Dispute
September 1997
Denied
Other Business Activities

Paul is a voting member of the trust fund committee for the Greater St Louis Girl Scouts of America. He helps decide the allocation and balance of the trust fund for the local chapter.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Edward Jones
February 1999 - March 2019 · 20 yrs 1 mo
Edward JonesBroker
May 1992 - March 2019 · 26 yrs 10 mos
State Registrations40 states
ARAZCACOCTDCFLGAHIIDILINKSKYLAMAMEMIMNMONCNDNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.