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Claudia Ochoa-Espejo
10 Years of Experience
St Louis, MO
1 DisclosureBroker
Claudia Ochoa-Espejo is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9900 Clayton Road, St Louis, MO, 63124
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Regulatory History (1)
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Customer Dispute
September 2021Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2023 - Present · 2 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Edward Jones
May 2016 - September 2023 · 7 yrs 4 mos
Edward JonesBroker
November 2015 - September 2023 · 7 yrs 10 mos
State Registrations12 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.