Thomas Brennan
Thomas Brennan is a registered investment advisor at Nations Financial Group, INC., based in Scottsdale, AZ, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,569 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Asset-based fees range up to 2.25% for standard advisory accounts and up to 2.50% for all-inclusive wrap accounts. Fees are negotiable and vary by representative and account type.
Fee Estimator
Location
6991 Camelback Rd., Suite C-152, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2002Other Business Activities
Thomas is an owner of Gecko LLC, managing office space, and an agent for BFT Mobile LLC, a real estate company, dedicating minimal time to each. He also works full-time as a financial advisor at Generations Wealth Management.
Employment History
Current Registrations
Nations Financial Group, INC.Broker
Nations Financial Group, INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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