TB
TB

Thomas Brennan

33 Years of Experience
Cedar Rapids, IA
1 DisclosureBroker

Thomas Brennan is a registered investment advisor at Nations Financial Group, INC., based in Cedar Rapids, IA, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,401 clients with $3.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
95 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Nations Financial Group (NFGI) offers investment management services where fees are calculated as a percentage of the assets managed. These fees can vary depending on the specific advisor, client location, the types of investments, and the size of the account.

For individual portfolio management, pension consulting, and third-party manager programs, fees can be as high as 2.25% for discretionary and non-discretionary accounts. For all-inclusive wrap accounts, where transaction costs are included, fees can be up to 2.50%. For NFGI's 401k portfolios, fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%.

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Location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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History

Regulatory History (1)
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Customer Dispute
August 2002
Denied
Other Business Activities

Thomas is an owner of Gecko LLC, managing office space, and an agent for BFT Mobile LLC, a real estate company, dedicating minimal time to each. He also works full-time as a financial advisor at Generations Wealth Management.

Employment History
Current Registrations
Nations Financial Group, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Nations Financial Group, INC.
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2014 - September 2020 · 6 yrs
Wells Fargo Advisors Financial Network, LLCBroker
September 2006 - September 2020 · 14 yrs
Citigroup Global Markets INC.Broker
July 1993 - September 2006 · 13 yrs 2 mos
Lehman Brothers INC.Broker
June 1992 - July 1993 · 1 yr 1 mo
State Registrations25 states
ALARAZCACOCTFLGAIAIDILKSMNNCNMNVNYOHORPATNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Brennan - Financial Advisor | TrueAdvisor