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Thomas Olson

Robert W. Baird & CO. Incorporated
34 Years of Experience
Mishawaka, IN
2 DisclosuresBroker
View SEC Summary
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Thomas Olson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Mishawaka, IN, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4220 Edison Lake Pkwy, Ste 100, Mishawaka, IN, 46545

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
Customer Dispute
June 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 1999 - Present · 27 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
February 1993 - Present · 33 yrs 8 mos
Robert W. Baird & CO. Incorporated
February 1993 - Present · 33 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2002 - September 2002 · 8 mos
Mariner Financial Services, INC.Broker
August 1992 - December 1992 · 4 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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