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Brian David
34 Years of Experience
Atlanta, GA
2 DisclosuresBroker
Brian David is a registered investment advisor at UBS Financial Services INC., based in Atlanta, GA, with 34 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
600 Northpark Town Center, 1200 Abernathy Road Suite 1850, Atlanta, GA, 30328
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Customer Dispute
April 2001Denied
Employment History
Current Registrations
UBS Financial Services INC.
January 1996 - Present · 30 yrs 9 mos
UBS Financial Services INC.
October 1995 - Present · 31 yrs
UBS Financial Services INC.Broker
October 1995 - Present · 31 yrs
Previous Registrations
Smith Barney INC.Broker
January 1993 - October 1995 · 2 yrs 9 mos
Suntrust Securities, INC.Broker
October 1992 - December 1992 · 2 mos
Bear, Stearns & CO. INC.Broker
June 1992 - August 1992 · 2 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAHIILINKYMAMDMEMNMOMSNCNJNYOHOKORPASCTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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