JG
JG

Jimmie Golden

33 Years of Experience
Amarillo, TX
2 DisclosuresBroker

Jimmie Golden is a registered investment advisor at LPL Financial LLC, based in Amarillo, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5701 Time Square Blvd Ste 350, Amarillo, TX, 79119

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
March 2007
Settled
Other Business Activities

Jimmie operates J Golden Companies, LLC as a DBA for their LPL business, dedicating about a quarter of their time during securities trading. Jimmie also owns 75% of a patent for a steam turbine through ReCogen LLC and spends minimal time on a politics/government role at Rick Husband Amarillo International Airport.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 7 yrs 9 mos
LPL Financial LLCBroker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
LPL Financial LLC
October 2018 - October 2018 · 0 mos
Morgan Stanley
June 2009 - November 2018 · 9 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2018 · 9 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1996 - January 2009 · 12 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1996 - January 2009 · 12 yrs 2 mos
Dean Witter Reynolds INC.Broker
June 1992 - November 1996 · 4 yrs 5 mos
State Registrations9 states
CACOHILAMNNMOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.