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Jimmie Golden

LPL Financial LLC
34 Years of Experience
Amarillo, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jimmie Golden is a registered investment advisor at LPL Financial LLC, based in Amarillo, TX, with 34 years of industry experience. Jimmie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5701 Time Square Blvd Ste 350, Amarillo, TX, 79119

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
March 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jimmie operates J Golden Companies, LLC as a DBA for their LPL business, dedicating about a quarter of their time during securities trading. Jimmie also owns 75% of a patent for a steam turbine through ReCogen LLC and spends minimal time on a politics/government role at Rick Husband Amarillo International Airport.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
LPL Financial LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
LPL Financial LLC
October 2018 - October 2018 · 0 mos
Morgan Stanley
June 2009 - November 2018 · 9 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2018 · 9 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1996 - January 2009 · 12 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1996 - January 2009 · 12 yrs 2 mos
Dean Witter Reynolds INC.Broker
June 1992 - November 1996 · 4 yrs 5 mos
State Registrations9 states
CACOHILAMNNMOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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