John Klein is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Amarillo, TX, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7428 Pennsylvania Dr, Amarillo, TX, 79119
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John operates Veritas Legacy Wealth as a DBA for his LPL business, dedicating full-time hours to it. He also owns JK Veritas Inc. and VeritasLW LLC, both business entities for tax/investment purposes only, each also taking full-time hours, although this seems unlikely.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jimmie GoldenLPL Financial LLC
- Larry BaileyLPL Financial LLC
- Jay Angotti, CFPLPL Financial LLC
- Taylor Graves, CFPLPL Financial LLC
- Miles Harris, CFP, ChFCMML Investors Services, LLC
- James Anderson, CFPEdward Jones