John Klein is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Amarillo, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7428 Pennsylvania Dr, Amarillo, TX, 79119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates Veritas Legacy Wealth as a DBA for his LPL business, dedicating full-time hours to it. He also owns JK Veritas Inc. and VeritasLW LLC, both business entities for tax/investment purposes only, each also taking full-time hours, although this seems unlikely.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
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