Timothy O'connor is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
717 Texas Avenue, Suite 3050, Houston, TX, 77002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
September 2013 - September 2020 · 7 yrs
UBS Financial Services INC.Broker
September 2013 - September 2020 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - September 2013 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - September 2013 · 4 yrs 2 mos
UBS Financial Services INC.
November 2000 - August 2009 · 8 yrs 9 mos
UBS Financial Services INC.Broker
November 2000 - August 2009 · 8 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
June 1992 - November 2000 · 8 yrs 5 mos
State Registrations30 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.