James Botti is a registered investment advisor at Garrison Phillips, LLC, based in Rye Brook, NY, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 17 clients with $6.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Garrison Phillips offers investment management services where fees are negotiated based on asset allocation, transaction frequency, and security types. The basic fee structure is:
- Accounts under $1 million: 1.10% to 1.50% per year
- Accounts between $1 million and $2.5 million: 1.00% per year
- Accounts between $2.5 million and $4.0 million: 0.80% per year
- Accounts greater than $4.0 million: 0.75% or lower per year
Fees are deducted directly from your account quarterly.
Location
800 Westchester Avenue, Suite 641-North, Rye Brook, NY, 10573
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Garrison Phillips, LLC
Previous Registrations
UBS Financial Services INC.
AXA Advisors, LLC
State Registrations1 state
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