Mark Goldberg
Mark Goldberg is a registered investment advisor at Gateway Wealth Partners, LLC, based in Glastonbury, CT, with 57 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,121 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gateway Wealth charges an annual fee based on the amount of your investments they manage. This fee can be up to 2.00% per year, depending on the size and composition of your portfolio, the services you receive, and who provides the services. The fee is calculated each quarter, in advance, based on the market value of your investments on the last day of the previous quarter. The firm may negotiate a lower fee based on factors like future earning potential or the amount of assets managed.
Location
455 Winding Brook Dr., Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2011Customer Dispute
September 2009Regulatory
September 1989Other Business Activities
Mark operates under the DBA Gateway Financial Partners for his LPL business, dedicating full-time hours. He also provides investment advisory services through Gateway Wealth Partners, LLC, spending about half his time on this activity.
Employment History
Current Registrations
Gateway Wealth Partners, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Washington Square Securities, INC.
Washington Square Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Cna Investor Services, INC.Broker
Pml Securities CompanyBroker
Mark Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.