RG
RG
Richard Garber
33 Years of Experience
Scottsdale, AZ
3 DisclosuresBrokerSells Insurance
Richard Garber is a registered investment advisor, based in Scottsdale, AZ, with 33 years of industry experience.
Location
8605 East Raintree Drive, Suite 280, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (3)
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Criminal
May 1985Final Disposition
Criminal
May 1985Final Disposition
Criminal
March 1985Final Disposition
Other Business ActivitiesSells Insurance
Richard is a managing wealth advisor at Ashton Thomas Private Wealth, dedicating full-time hours to managing client portfolios. He also works as a life insurance agent at Ashton Thomas Insurance Agency for about 10-20% of his time, and is involved with several non-investment related organizations in board and treasurer roles.
Employment History
Current Registrations
M. S. Howells & CO.Broker
November 2020 - Present · 5 yrs 8 mos
Ashton Thomas Private Wealth
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Morgan Stanley
May 2012 - October 2020 · 8 yrs 5 mos
Morgan StanleyBroker
May 2012 - October 2020 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - May 2012 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2007 - May 2012 · 4 yrs 11 mos
American Skandia Marketing, INC.Broker
April 2005 - June 2007 · 2 yrs 2 mos
Scudder Distributors, INC.Broker
January 2004 - April 2005 · 1 yr 3 mos
Aig Sunamerica Capital Services, INC.Broker
August 2002 - January 2004 · 1 yr 5 mos
Salomon Smith Barney INC.Broker
January 2001 - July 2002 · 1 yr 6 mos
The Robinson-Humphrey Company, LLCBroker
June 1994 - February 2001 · 6 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
June 1992 - June 1994 · 2 yrs
The Lincoln National Life Insurance CompanyBroker
June 1992 - June 1994 · 2 yrs
State Registrations7 states
AZCAFLGAMNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.