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Christopher Peters

PNC Wealth Management
32 Years of Experience
Cincinnati, OH
2 DisclosuresBroker
View SEC Summary
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Christopher Peters is a registered investment advisor at PNC Wealth Management, based in Cincinnati, OH, with 32 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 East Fifth Street, Cincinnati, OH, 45202

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Denied
Customer Dispute
April 2000
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
November 2009 - Present · 16 yrs 11 mos
PNC Wealth Management LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Natcity Investments, INC.
March 2005 - November 2009 · 4 yrs 8 mos
Natcity Investments, INC.Broker
October 2004 - November 2009 · 5 yrs 1 mo
Red Capital Markets, INC.Broker
June 2001 - October 2004 · 3 yrs 4 mos
PNC Brokerage CORPBroker
September 1997 - June 2001 · 3 yrs 9 mos
Fidelity Brokerage Services, INC.Broker
October 1995 - October 1997 · 2 yrs
Prudential Mutual Fund Distributors, INC.Broker
March 1995 - September 1995 · 6 mos
Marketing One Securities, INC.Broker
February 1994 - February 1995 · 1 yr
Mid-State Securities CORP.Broker
October 1992 - December 1992 · 2 mos
Hibbard Brown & CO., INC.Broker
July 1992 - October 1992 · 3 mos
State Registrations16 states
CAFLGAILINKYMINCNHNJNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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