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Thomas Brewer

J. W. Cole Advisors, INC.
34 Years of Experience
Winona, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Thomas Brewer is a registered investment advisor at J. W. Cole Advisors, INC., based in Winona, MN, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

501 E. 6th Street, Winona, MN, 55987

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
Criminal
November 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is involved with Brewer Investment Group, a securities and fixed insurance business, and serves on the board of directors for the La Crosse Area YMCA, dedicating a few hours per week to fundraising. He also owns Herky Enterprises, LLC, a real estate holding company, spending minimal time on it, and acts as POA for a family member.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
November 2010 - Present · 15 yrs 11 mos
J.W. Cole Financial, INC.Broker
November 2010 - Present · 15 yrs 11 mos
Previous Registrations
Brewer Investment Advisors LLC
April 2008 - November 2010 · 2 yrs 7 mos
Brewer Financial Services, LLCBroker
June 2006 - November 2010 · 4 yrs 5 mos
Ameriprise Financial Services, INC.Broker
June 1992 - May 2006 · 13 yrs 11 mos
Ids Life Insurance CompanyBroker
June 1992 - May 2006 · 13 yrs 11 mos
State Registrations14 states
AZCOFLIAILKSLAMNMONCORSCWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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