Kent Spotts
Kent Spotts is a CFP-designated registered investment advisor at Spc, based in Northfield Center, OH, with 34 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
Northfield Center, OH
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1999Other Business ActivitiesSells Insurance
Kent is an insurance agent selling various insurance products and offers financial services through Parkland Securities as Spotts Wealth Management, dedicating nearly full-time hours to these activities. He also works as a ski instructor at Brandywine Resort during the season.
Employment History
Current Registrations
Parkland Securities, LLCBroker
Spc
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.