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Andrew Siegel
33 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Andrew Siegel is a registered investment advisor at Raymond James & Associates, INC., based in Scottsdale, AZ, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
8501 N. Scottsdale Road, Suite 250, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 1998Settled
Other Business Activities
Andrew has a $750,000 private investment in SBE Vision, Inc. He is also an unpaid board member of the 94th Fighter Wing Booster Club, a charity.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2012 - July 2023 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2012 - July 2023 · 10 yrs 9 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Olde Discount CorporationBroker
July 1992 - July 2000 · 8 yrs
State Registrations38 states
ALARAZCACOCTDCDEFLIAIDILKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHORPARISCSDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.