IB
IB
Ira Bergman
33 Years of Experience
Farmingdale, NY
1 DisclosureBrokerSells Insurance
Ira Bergman is a registered investment advisor at Cetera Investment Advisers LLC, based in Farmingdale, NY, with 33 years of industry experience. Ira operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Farmingdale, NY
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Regulatory History (1)
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Customer Dispute
May 2001Settled
Other Business ActivitiesSells Insurance
Ira sells life insurance and annuities with various companies since 2019. He is also an advisor with North Ridge Wealth Planning LLC and treasurer for St. John Lutheran Church, dedicating minimal time to the church.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
North Ridge Securities CORP.Broker
November 2008 - February 2019 · 10 yrs 3 mos
Nationwide Securities, LLCBroker
August 2008 - November 2008 · 3 mos
1717 Capital Management CompanyBroker
January 2004 - August 2008 · 4 yrs 7 mos
Veravest Investments, INC.Broker
November 1992 - December 2003 · 11 yrs 1 mo
State Registrations2 states
NCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.