JH
ChFC
JH
ChFC

Jay Hochfelsen

49 Years of Experience
Farmingdale, NY
BrokerSells Insurance

Jay Hochfelsen is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Farmingdale, NY, with 49 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

500 Bi County Blvd, Ste 465, Farmingdale, NY, 11735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jay is an independent insurance agent selling various insurance products, dedicating a significant amount of time to this activity. He also works as an attorney, principal in an insurance brokerage, and provides sales support for fixed insurance wholesaling.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2020 - June 2023 · 2 yrs 11 mos
Tower Square Securities, INC.Broker
March 1996 - September 2013 · 17 yrs 6 mos
Advantage Capital CorporationBroker
February 1995 - March 1996 · 1 yr 1 mo
Travelers Equities Sales, INC.Broker
October 1976 - February 1995 · 18 yrs 4 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAIAIDILINMAMDMEMIMNNCNHNJNVNYOHOKPARITXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jay Hochfelsen - Financial Advisor | TrueAdvisor