James Shoffner is a registered investment advisor at Wells Fargo Advisors, based in Denver, CO, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2000 S Colorado Blvd, Ste 405, Annex, Denver, CO, 80222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James serves as a trustee for Finet Practice 401L & DBP since 2012, dedicating minimal time. He also serves for Shoffner Private Wealth Management 401K and DBP since 2021.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations18 states
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