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Lane Strumlauf

UBS Financial Services INC.
34 Years of Experience
Ponte Vedra, FL
1 DisclosureBroker
View SEC Summary
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Lane Strumlauf is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra, FL, with 34 years of industry experience. Lane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

822 North Highway A1A, Suite 211, Ponte Vedra, FL, 32082

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
August 2007 - Present · 19 yrs 2 mos
UBS Financial Services INC.
August 2007 - Present · 19 yrs 2 mos
UBS Financial Services INC.Broker
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
October 2000 - September 2007 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
October 2000 - September 2007 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
February 1995 - November 2000 · 5 yrs 9 mos
Painewebber IncorporatedBroker
May 1994 - March 1995 · 10 mos
Smith Barney Shearson INC.Broker
July 1993 - March 1994 · 8 mos
Lehman Brothers INC.Broker
June 1992 - July 1993 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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